SEC Form 4 · accession 0001179110-16-029816
Clean Energy Fuels Corp. · CLNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew J Littlefair
Officer — CEO and President · Director
Period of report
Sep 17, 2016
Accepted (ET)
Sep 19, 2016 · 7:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 17, 2016 | M | 15,126 | — | A | 773,393 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Sep 17, 2016 | M | 15,126 | D | — | — | Common Stock | 15,126 | 0 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSUs.
- F2On September 17, 2013, the reporting person was granted an award of 45,836 RSUs. Pursuant to the award agreement related to the RSUs, the RSUs vested in three installments on October 27, 2014, September 17, 2015, and September 17, 2016.