SEC Form 4 · accession 0001179110-16-020590
Clean Energy Fuels Corp. · CLNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter J. Grace
Officer — SVP, Sales and Finance
Period of report
Feb 29, 2016
Accepted (ET)
Mar 1, 2016 · 7:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 29, 2016 | S | 8,000 | $2.5316 | D | 75,500 | D | |
| Common StockF3 | holding | — | — | — | 10,000 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Shares were sold by the Reporting Person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of restricted stock units granted to the Reporting Person on February 27, 2015.
- F2Share were sold in multiple transactions at prices ranging from $2.50 to $2.56, inclusive. The price reported in Column 4 is a weighted average sale price. The Reporting Person undertakes to provide the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- F3The Reporting Person acquired beneficial ownership of these shares upon his marriage to the record holder of the shares on November 14, 2015. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.