SEC Form 4 · accession 0001179110-15-001651
Clean Energy Fuels Corp. · CLNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell W Pratt
Officer — COO and Secretary
Period of report
Feb 2, 2015
Accepted (ET)
Feb 3, 2015 · 9:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2015 | M | 85,000 | $2.96 | A | 206,897 | I | By Family Trust |
| Common Stock | Feb 2, 2015 | F | 67,046 | $4.60 | D | 139,851 | I | By Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $2.96 | Feb 2, 2015 | M | 85,000 | D | — | Feb 4, 2015 | Common Stock | 85,000 | 0 | I |
Explanation of responses
- F1Shares were withheld by the Issuer to pay for the exercise price of the stock option and associated tax withholding obligations.
- F2All options are fully vested and exercisable.