SEC Form 4 · accession 0001209191-17-053336
ATHERSYS, INC / NEW · ATHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gil Van Bokkelen
Officer — Chairman and CEO · Director
Period of report
Sep 17, 2017
Accepted (ET)
Sep 19, 2017 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368148
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 17, 2017 | F | 13,168 | $2.22 | D | 1,246,370 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld from the quarterly vesting of annual restricted stock unit awards related to the minimum tax withholding obligation.
- F2Securities beneficially owned are comprised of: (1) 824,376 shares of common stock owned and (2) unvested restricted stock units aggregating 421,994 related to annual awards, which vest quarterly over a four-year period from grant date.