SEC Form 4 · accession 0001209191-17-038708
ATHERSYS, INC / NEW · ATHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ismail Kola
Director
Period of report
Jun 7, 2017
Accepted (ET)
Jun 9, 2017 · 10:51 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368148
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NonQualified Stock Option (right to purchase)F1 | $1.46 | Jun 7, 2017 | A | 30,000 | A | — | Jun 7, 2027 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1Award of a nonqualified stock option. The option vests ratably on a quarterly basis over a one-year period.