SEC Form 4 · accession 0001209191-16-129124
ATHERSYS, INC / NEW · ATHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jordan Davis
Director
Period of report
Jun 20, 2016
Accepted (ET)
Jun 21, 2016 · 6:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368148
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NonQualified Stock Option (right to purchase)F1 | $2.19 | Jun 20, 2016 | A | 60,000 | A | — | Jun 20, 2026 | Common Stock | 60,000 | 60,000 | D |
Explanation of responses
- F1Award of a nonqualified stock option. The option vests one-third on the one-year anniversary date from the date of grant, and the remainder vests ratably on a quarterly basis over years two and three.