SEC Form 4 · accession 0001209191-16-107267
ATHERSYS, INC / NEW · ATHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laura K Campbell
Officer — Senior Vice Pres Finance
Period of report
Mar 7, 2016
Accepted (ET)
Mar 9, 2016 · 2:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368148
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to purchase)F1 | $1.84 | Mar 7, 2016 | A | 50,000 | A | — | Mar 7, 2026 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1Award of an employee stock option in connection with a promotion. The option vests ratably on a quarterly basis over a four-year period.