SEC Form 4 · accession 0001209191-16-107264
ATHERSYS, INC / NEW · ATHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lorin Randall
Director
Period of report
Mar 7, 2016
Accepted (ET)
Mar 9, 2016 · 2:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368148
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to purchase)F1 | $1.84 | Mar 7, 2016 | A | 75,000 | A | — | Mar 7, 2026 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1Award of a nonqualified stock option. The option vests ratably on a quarterly basis over a three-year period.