SEC Form 4 · accession 0001209191-15-066727

CONCERT PHARMACEUTICALS, INC. · CNCE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

Wilfred E Jaeger

Director

THREE ARCH MANAGEMENT III LLC

Director

Three Arch Management IV, L.L.C.

Director

Period of report

Aug 14, 2015

Accepted (ET)

Aug 18, 2015 · 7:59 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001367920

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Aug 14, 2015	S	61,684	$16.32	D	388,538	I	See Footnote
Common Stock^F1,F3	Aug 14, 2015	S	3,316	$16.32	D	20,890	I	See Footnote
Common Stock^F1,F4	Aug 14, 2015	S	63,596	$16.32	D	400,581	I	See Footnote
Common Stock^F1,F5	Aug 14, 2015	S	1,404	$16.32	D	8,845	I	See Footnote
Common Stock^F2	Aug 18, 2015	S	298,929	$15.70	D	89,609	I	See Footnote
Common Stock^F3	Aug 18, 2015	S	16,071	$15.70	D	4,819	I	See Footnote
Common Stock^F4	Aug 18, 2015	S	308,195	$15.70	D	92,386	I	See Footnote
Common Stock^F5	Aug 18, 2015	S	6,805	$15.70	D	2,040	I	See Footnote

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1The range of prices for the transaction reported on this line was $16.20 to $16.93. The average weighted price was $16.32. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2These shares are owned directly by Three Arch Partners III, L.P. ("TAP III"). Three Arch Management III, L.L.C. ("TAM III") is the general partner of TAP III, and Wilfred Jaeger and Mark Wan, the Managing Members of TAM III, may be deemed to share voting and dispositive power over the shares held by TAP III. Such persons and entities disclaim beneficial ownership of the shares held by TAP III except to the extent of any pecuniary interest therein.
F3These shares are owned directly by Three Arch Associates III, L.P. ("TAA III"). TAM III is the general partner of TAA III, and Wilfred Jaeger and Mark Wan, the Managing Members of TAM III, may be deemed to share voting and dispositive power over the shares held by TAA III. Such persons and entities disclaim beneficial ownership of the shares held by TAA III except to the extent of any pecuniary interest therein.
F4These shares are owned directly by Three Arch Partners IV, L.P. ("TAP IV"). Three Arch Management IV, L.L.C. ("TAM IV") is the general partner of TAP IV, and Wilfred Jaeger and Mark Wan, the Managing Members of TAM IV, may be deemed to share voting and dispositive power over the shares held by TAP IV. Such persons and entities disclaim beneficial ownership of the shares held by TAP IV except to the extent of any pecuniary interest therein.
F5These shares are owned directly by Three Arch Associates IV, L.P. ("TAA IV"). TAM IV is the general partner of TAA IV, and Wilfred Jaeger and Mark Wan, the Managing Members of TAM IV, may be deemed to share voting and dispositive power over the shares held by TAA IV. Such persons and entities disclaim beneficial ownership of the shares held by TAA IV except to the extent of any pecuniary interest therein.

Remarks

Following the transaction reported in this Form 4, Wilfred Jaeger, as a director of the Issuer, will remain subject to Section 16.