SEC Form 4 · accession 0001367859-18-000129
Citizens Community Bancorp Inc. · CZWI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis E Felber
Director
Period of report
Oct 25, 2018
Accepted (ET)
Oct 29, 2018 · 8:36 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001367859
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Oct 25, 2018 | A | 1,792 | $0.00 | A | 3,307 | D | |
| Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 12,690 | I | By IRA | |
| Common Stock, par value $0.01 per shareF3 | holding | — | — | — | 7,690 | I | By Ag Risk Managers LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted shares of Common Stock awarded under the Company's 2018 Equity Incentive Plan, which shares vest on December 31, 2019.
- F2These shares are held in the reporting person's self-directed IRA.
- F3The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.