SEC Form 4 · accession 0001367859-18-000015
Citizens Community Bancorp Inc. · CZWI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian R Schilling
Director
Period of report
Feb 27, 2018
Accepted (ET)
Feb 27, 2018 · 2:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001367859
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Feb 27, 2018 | S | 2,000 | $13.92 | D | 258 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy)F2 | $7.04 | holding | — | — | — | — | Feb 4, 2020 | Common Stock | 12,990 | 12,990 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.92 to $13.96, inclusive. The reporting person undertakes to provide the SEC staff, Citizens Community Bancorp, Inc., or any security holder of Citizens Community Bancorp, Inc., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2The common stock options awarded under the Issuer's 2004 Stock Option and Incentive Plan vested in five equal installments beginning on February 4, 2006.