SEC Form 4 · accession 0001209191-18-004526
Citizens Community Bancorp Inc. · CZWI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian R Schilling
Director
Period of report
Jan 17, 2018
Accepted (ET)
Jan 19, 2018 · 3:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001367859
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Jan 17, 2018 | A | 257 | $0.00 | A | 2,258 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy)F2 | $7.04 | holding | — | — | — | — | Feb 4, 2020 | Common Stock | 12,990 | 12,990 | D |
Explanation of responses
- F1Represents restricted shares of Common Stock awarded under the Company's 2008 Equity Incentive Plan, which shares vest on March 27, 2018.
- F2The common stock options awarded under the Issuer's 2004 Stock Option and Incentive Plan vested in five equal installments beginning on February 4, 2006.