SEC Form 4 · accession 0001144204-16-123853
Citizens Community Bancorp Inc. · CZWI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David B Westrate
Director
Period of report
Sep 8, 2016
Accepted (ET)
Sep 14, 2016 · 1:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001367859
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Sep 8, 2016 | S | 1,159 | $10.89 | D | 97,610 | D | |
| Common Stock, par value $0.01 per share | Sep 9, 2016 | S | 100 | $11.00 | D | 97,510 | D | |
| Common Stock, par value $0.01 per shareF2 | Sep 13, 2016 | S | 3,741 | $10.73 | D | 93,769 | D | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 6,100 | I | Oakdale LLC | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 9,553 | I | Scanton Street, LLC | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 2,866 | I | Northshore Partnership LTD. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported above is the average transaction price. The range of prices for such transactions is $10.88 to $10.98. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F2The price reported above is the average transaction price. The range of prices for such transactions is $10.72 to $10.74. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price.