SEC Form 4 · accession 0001042167-15-000045
Citizens Community Bancorp Inc. · CZWI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David B Westrate
Director
Period of report
Mar 16, 2015
Accepted (ET)
Mar 17, 2015 · 1:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001367859
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share | Mar 16, 2015 | M | 1,500 | $7.04 | A | 103,872 | D | |
| Common Stock, par value $.01 per share | Mar 16, 2015 | S | 5,103 | $9.20 | D | 98,769 | D | |
| Common Stock, par value $.01 per share | holding | — | — | — | 6,100 | I | Oakdale LLC | |
| Common Stock, par value $.01 per share | holding | — | — | — | 9,553 | I | Scanton Street, LLP | |
| Common Stock, par value $.01 per share | holding | — | — | — | 2,866 | I | Northshore Partnership LTD. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy) | $7.04 | Mar 16, 2015 | M | 1,500 | D | Feb 4, 2010 | Feb 4, 2020 | Common Stock | 1,500 | 12,740 | D |