SEC Form 4 · accession 0001042167-15-000041
Citizens Community Bancorp Inc. · CZWI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark C. Oldenberg
Officer — Chief Financial Officer
Period of report
Mar 10, 2015
Accepted (ET)
Mar 10, 2015 · 3:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001367859
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share | Mar 10, 2015 | S | 1,260 | $9.00 | D | 18,715 | D | |
| Common Stock, par value $.01 per share | Mar 10, 2015 | M | 2,000 | $5.65 | A | 20,715 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy)F1 | $5.65 | Mar 10, 2015 | M | 2,000 | D | Jul 2, 2013 | Jul 2, 2022 | Common Stock | 2,000 | 3,000 | D |
Explanation of responses
- F1The common stock option vests pro rata over a five-year period: 20% of the shares become exercisable on each of July 2, 2013, July 2, 2014, July 2, 2015, July 2, 2016 and July 2, 2017.