SEC Form 3 · accession 0002149575-26-000007
Emergent BioSolutions Inc. · EBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephanie Duatschek
Officer — EVP, CGO
Period of report
Aug 5, 2026
Accepted (ET)
Aug 12, 2026 · 9:16 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001367644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 197,416 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to buy)F2 | $59.07 | holding | — | — | — | — | Jul 8, 2028 | Common Stock | 6,772 | — | D |
| Employee Stock Option (Right to buy) (Common Stock)F3 | $41.38 | holding | — | — | — | — | Feb 28, 2029 | Common Stock | 7,250 | — | D |
| Employee Stock Option (Right to buy) (Common Stock)F4 | $11.66 | holding | — | — | — | — | Mar 5, 2030 | Common Stock | 2,308 | — | D |
| Employee Stock Option (Right to buy) (Common Stock)F5 | $8.39 | holding | — | — | — | — | Jun 8, 2030 | Common Stock | 9,231 | — | D |
| Employee Stock Option (Right to buy) (Common Stock)F6 | $2.33 | holding | — | — | — | — | Mar 12, 2031 | Common Stock | 125,000 | — | D |
| Employee Stock Option (Right to buy) (Common Stock)F7 | $5.80 | holding | — | — | — | — | Mar 5, 2032 | Common Stock | 62,500 | — | D |
| Employee Stock Option (Right to buy) (Common Stock)F8 | $8.99 | holding | — | — | — | — | Mar 2, 2033 | Common Stock | 44,834 | — | D |
Explanation of responses
- F1Consists of 55,639 shares of common stock and 141,777 unvested RSUs from the Emergent Stock Incentive Plan. Each RSU represents a right to receive one share of common stock. The RSUs vest in three equal installments annually on the day prior to the anniversary date of the grant.
- F2Granted on July 9, 2021 and as of the date of this filing all of the shares underlying the option are vested and exercisable.
- F3Granted on March 1, 2022 and as of the date of this filing all of the shares underlying the option are vested and exercisable.
- F4Granted on March 6, 2023 and as of the date of this filing all of the shares underlying the option are vested and exercisable.
- F5Granted on June 9, 2023 and as of the date of this filing all of the shares underlying the option are vested and exercisable.
- F6Granted on March 13, 2024 and vests in three installments beginning on the day prior to the anniversary date of the grant. As of the date of this filing, 83,250 of the shares underlying the option are vested and exercisable.
- F7Granted on March 6, 2025 and vests in three installments beginning on the day prior to the anniversary date of the grant. As of the date of this filing, 20,813 of the shares underlying the option are vested and exercisable.
- F8Granted on March 3, 2026 and vests in three installments beginning on the day prior to the anniversary date of the grant.
Remarks
Exhibit list: Ex 24.1 - Power of Attorney