SEC Form 4 · accession 0001140361-15-019554
Emergent BioSolutions Inc. · EBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Zsolt Harsanyi
Director
Period of report
May 12, 2015
Accepted (ET)
May 14, 2015 · 11:54 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001367644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 12, 2015 | M | 13,600 | $11.67 | A | 32,700 | D | |
| Common StockF1,F2 | May 12, 2015 | S | 13,600 | $30.09 | D | 19,100 | D | |
| Common StockF3 | May 12, 2015 | M | 4,800 | $14.66 | A | 23,900 | D | |
| Common StockF3,F2 | May 12, 2015 | S | 4,800 | $30.01 | D | 19,100 | D | |
| Common StockF4 | May 12, 2015 | M | 2,400 | $14.25 | A | 21,500 | D | |
| Common StockF4,F2 | May 12, 2015 | S | 2,400 | $30.01 | D | 19,100 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF5 | $11.67 | May 12, 2015 | M | 13,600 | D | May 21, 2010 | May 21, 2019 | Common Stock | 13,600 | 0 | D |
| Stock OptionF5 | $14.66 | May 12, 2015 | M | 4,800 | D | May 17, 2013 | May 17, 2019 | Common Stock | 4,800 | 2,400 | D |
| Stock OptionF5 | $14.25 | May 12, 2015 | M | 2,400 | D | May 23, 2014 | May 22, 2020 | Common Stock | 2,400 | 4,800 | D |
Explanation of responses
- F1Consists of an option granted under the company's stock incentive plan on May 21, 2009.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.23, inclusive.
- F3Consists of an option granted under the company's stock incentive plan on May 17, 2012.
- F4Consists of an option granted under the company's stock incentive plan on May 23, 2013.
- F5All options vested in three equal installments on the anniversary date of the grant.