SEC Form 4 · accession 0001209191-16-153096
DAKOTA PLAINS HOLDINGS, INC. · DAKP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Thornton
Officer — General Counsel & Secretary
Period of report
Oct 31, 2016
Accepted (ET)
Dec 2, 2016 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001367311
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 31, 2016 | D | 29,334 | $0.00 | D | 119,387 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Forfeiture of Restricted Stock in connection with termination of employment.