SEC Form 4/A · accession 0001209191-15-061223
DAKOTA PLAINS HOLDINGS, INC. · DAKP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Adam Kroloff
Director
Period of report
Jun 18, 2015
Accepted (ET)
Jul 16, 2015 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001367311
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 18, 2015 | A | 58,594 | $0.00 | A | 58,594 | D | |
| Common StockF1 | Jun 18, 2015 | F | 23,145 | $1.28 | D | 35,449 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares forfeit to satisfy tax payment obligations in connection with award of shares of common stock.