SEC Form 4 · accession 0001209191-15-025708
DAKOTA PLAINS HOLDINGS, INC. · DAKP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Thornton
Officer — General Counsel & Secretary
Period of report
Mar 11, 2015
Accepted (ET)
Mar 12, 2015 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001367311
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 11, 2015 | F | 19,640 | $2.10 | D | 157,271 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares forfeit to satisfy tax withholding obligations in connection with vesting of restricted stock.