SEC Form 4/A · accession 0001209191-15-004452
DAKOTA PLAINS HOLDINGS, INC. · DAKP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
William Thomas DeRosa Jr.
Director
Period of report
Nov 6, 2014
Accepted (ET)
Jan 15, 2015 · 5:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001367311
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 6, 2014 | A | 14,042 | $0.00 | A | 14,042 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The original report on Form 4 erroneously reported a transfer of shares to Lone Star Value Investors, LP. That transaction did not occur and the shares remain directly owned by the Reporting Person.