SEC Form 4 · accession 0001366868-18-000094
Globalstar, Inc. · GSAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Monroe III
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Dec 20, 2018
Accepted (ET)
Dec 21, 2018 · 7:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366868
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Voting Common Stock | Dec 20, 2018 | P | 93,900 | $0.38 | A | 669,646,791 | I | By Thermo Funding II LLC |
| Voting Common Stock | Dec 20, 2018 | P | 2,177,209 | $0.39 | A | 671,824,000 | I | By Thermo Funding II LLC |
| Voting Common Stock | Dec 20, 2018 | P | 1,067,876 | $0.40 | A | 672,891,876 | I | By Thermo Funding II LLC |
| Voting Common Stock | Dec 20, 2018 | P | 272,891 | $0.41 | A | 673,164,767 | I | By Thermo Funding II LLC |
| Voting Common Stock | Dec 20, 2018 | P | 1,204,473 | $0.42 | A | 674,369,240 | I | By Thermo Funding II LLC |
| Voting Common Stock | Dec 20, 2018 | P | 340,346 | $0.43 | A | 674,709,586 | I | By Thermo Funding II LLC |
| Voting Common StockF1 | Dec 21, 2018 | P | 140,970,321 | $0.35 | A | 815,679,907 | I | By Thermo Funding II LLC |
| Voting Common Stock | Dec 21, 2018 | P | 23,327 | $0.42 | A | 815,703,234 | I | By Thermo Funding II LLC |
| Voting Common Stock | Dec 21, 2018 | P | 2,683,663 | $0.43 | A | 818,386,897 | I | By Thermo Funding II LLC |
| Voting Common Stock | Dec 21, 2018 | P | 1,592,081 | $0.44 | A | 819,978,978 | I | By Thermo Funding II LLC |
| Voting Common Stock | Dec 21, 2018 | P | 939,695 | $0.45 | A | 820,918,673 | I | By Thermo Funding II LLC |
| Voting Common Stock | Dec 21, 2018 | P | 4,440,262 | $0.46 | A | 825,358,935 | I | By Thermo Funding II LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired at the public offering price in the public offering of voting common stock by the Company as disclosed more fully in the Company's Current Report on Form 8-K filed with the Commission on December 20, 2018.