SEC Form 4 · accession 0001366868-18-000070
Globalstar, Inc. · GSAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Monroe III
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Nov 12, 2018
Accepted (ET)
Nov 14, 2018 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366868
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Voting Common Stock | holding | — | — | — | 200,000 | D | ||
| Voting Common Stock | holding | — | — | — | 669,552,891 | I | By Thermo Funding II LLC | |
| Voting Common Stock | holding | — | — | — | 640,750 | I | By FL Investment Holdings LLC | |
| Voting Common Stock | holding | — | — | — | 618,558 | I | By Globalstar Satellite L.P. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $0.38 | Nov 12, 2018 | M | 200,000 | D | Nov 14, 2008 | Nov 14, 2018 | Voting Common Stock | 200,000 | 0 | D |