SEC Form 4 · accession 0001209191-15-085161
HOMEAWAY INC · AWAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Simon J Breakwell
Director
Period of report
Dec 15, 2015
Accepted (ET)
Dec 15, 2015 · 10:01 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366684
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 15, 2015 | D | 6,679 | — | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF4,F3 | $33.83 | Dec 15, 2015 | D | 6,150 | D | — | Aug 1, 2024 | Common Stock | 6,150 | 0 | D |
| Stock OptionF4,F5 | $30.52 | Dec 15, 2015 | D | 7,472 | D | — | Aug 1, 2023 | Common Stock | 7,472 | 0 | D |
| Stock OptionF4,F6 | $23.51 | Dec 15, 2015 | D | 32,135 | D | — | Aug 29, 2022 | Common Stock | 32,135 | 0 | D |
| Stock OptionF4,F7 | $30.04 | Dec 15, 2015 | D | 7,447 | D | — | Aug 1, 2025 | Common Stock | 7,447 | 0 | D |
Explanation of responses
- F1Disposed of pursuant to the Agreement and Plan of Reorganization by and among Expedia, Inc., HMS 1 Inc. and HomeAway, Inc. dated as of November 4, 2015 (the "Merger Agreement").
- F2Pursuant to the Merger Agreement, 3,809 shares of stock were exchanged for the right to receive $10.15 in cash and .2065 shares of the Parent Common Stock (as defined in the Merger Agreement) per share of common stock and 2,870 restricted stock units vested immediately prior to the First Effective Time (as defined in the Merger Agreement) and were cancelled in exchange for the right to receive $10.15 in cash and .2065 shares of the Parent Common Stock in respect of each share of common stock subject to each such vested restricted stock unit, less applicable tax withholdings.
- F3Fully vested on August 1, 2015.
- F4Each share of common stock subject to the options were cancelled pursuant to the Merger Agreement in exchange for the right to receive $10.15 in cash and .2065 shares of the Parent Common Stock in respect of each Net Share covered by such options, less applicable tax withholdings.
- F5Fully vested on August 1, 2014.
- F6Fully vested on August 29, 2015.
- F7Fully vested as of December 15, 2015.