SEC Form 4 · accession 0001209191-15-084442
HOMEAWAY INC · AWAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Hale
Officer — Chief Operating Officer
Period of report
Dec 8, 2015
Accepted (ET)
Dec 10, 2015 · 12:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366684
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 8, 2015 | M | 78,712 | $13.93 | A | 201,025 | D | |
| Common Stock | Dec 8, 2015 | M | 1,667 | $19.97 | A | 202,692 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $13.93 | Dec 8, 2015 | M | 78,712 | D | — | Jun 28, 2020 | Common Stock | 78,712 | 168,494 | D |
| Stock OptionF2 | $19.97 | Dec 8, 2015 | M | 1,667 | D | — | Feb 10, 2021 | Common Stock | 1,667 | 38,333 | D |
| Stock OptionF3 | $33.44 | holding | — | — | — | — | May 1, 2024 | Common Stock | 50,000 | 50,000 | D |
| Stock OptionF4 | $25.54 | holding | — | — | — | — | Mar 27, 2022 | Common Stock | 49,956 | 49,956 | D |
| Stock OptionF5 | $30.43 | holding | — | — | — | — | Mar 5, 2023 | Common Stock | 55,696 | 55,696 | D |
| Stock OptionF6 | $27.48 | holding | — | — | — | — | May 1, 2025 | Common Stock | 70,896 | 70,896 | D |
Explanation of responses
- F1Fully vested as of June 18, 2014.
- F2Fully vested as of December 10, 2014.
- F36.25% of the shares of Common Stock subject to the Option shall vest on the date which is three months following the Vesting Commencement Date and an additional one forty-eighth (1/48th) of the total number of shares of Common Stock subject to the option shall vest on the corresponding day of each month thereafter, or to the extent a month does not have the corresponding day, on the last day of any such month, and will be fully vested as of May 1, 2018.
- F46.25% of the shares of Common Stock subject to the Option shall vest on the date which is three months following the Vesting Commencement Date and an additional one forty-eighth (1/48th) of the total number of shares of Common Stock subject to the Option shall vest on the corresponding day of each month thereafter, or to the extent such a month does not have the corresponding day, on the last day of any such month, and will be fully vested as of April 1, 2016.
- F56.25% of the shares of Common Stock subject to the Option shall vest on the date which is three months following the Vesting Commencement Date and an additional one forty-eighth (1/48th) of the total number of shares of Common Stock subject to the Option shall vest on the corresponding day of each month thereafter, or to the extent such a month does not have the corresponding day, on the last day of any such month, and will be fully vested as of April 1, 2017.
- F66.25% of the shares of Common Stock subject to the Option shall vest on the date which is three months following the Vesting Commencement Date and an additional one forty-eighth (1/48th) of the total number of shares of Common Stock subject to the Option shall vest on the corresponding day of each month thereafter, or to the extent such a month does not have the corresponding day, on the last day of any such month, and will be fully vested as of May 1, 2019.