SEC Form 4 · accession 0001209191-15-069623
HOMEAWAY INC · AWAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl Gordon Shepherd
Director
Period of report
Sep 2, 2015
Accepted (ET)
Sep 4, 2015 · 12:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366684
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 2, 2015 | S | 324 | $27.72 | D | 46,648 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $33.44 | holding | — | — | — | — | May 1, 2024 | Common Stock | 37,000 | 37,000 | D |
| Stock OptionF3 | $30.43 | holding | — | — | — | — | Mar 5, 2023 | Common Stock | 55,696 | 55,696 | D |
| Stock OptionF4 | $25.54 | holding | — | — | — | — | Mar 27, 2022 | Common Stock | 52,848 | 52,848 | D |
| Stock OptionF5 | $19.97 | holding | — | — | — | — | Feb 10, 2021 | Common Stock | 80,812 | 80,812 | D |
| Stock Option | $31.19 | holding | — | — | — | Jun 30, 2016 | Jul 1, 2025 | Common Stock | 5,408 | 5,408 | D |
Explanation of responses
- F1Sale to cover taxes associated with restricted stock vesting on September 1, 2015.
- F26.25% of the shares of Common Stock subject to the Option shall vest on the date which is three months following the Vesting Commencement Date and an additional one forty-eighth (1/48th) of the total number of shares of Common Stock subject to the option shall vest on the corresponding day of each month thereafter, or to the extent a month does not have the corresponding day, on the last day of any such month, and will be fully vested as of May 1, 2018.
- F36.25% of the shares of Common Stock subject to the Option shall vest on the date which is three months following the Vesting Commencement Date and an additional one forty-eighth (1/48th) of the total number of shares of Common Stock subject to the Option shall vest on the corresponding day of each month thereafter, or to the extent such a month does not have the corresponding day, on the last day of any such month, and will be fully vested as of April 1, 2017.
- F4Vested as to 1/16th of the shares subject to the option three month following the dated of grant and as to 1/48th of the shares subject to the option each month thereafter.
- F5Fully vested as of February 10, 2015.