SEC Form 4 · accession 0001209191-15-063791
HOMEAWAY INC · AWAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey D Brody
Director
Period of report
Aug 1, 2015
Accepted (ET)
Aug 4, 2015 · 6:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366684
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 1, 2015 | A | 2,870 | $0.00 | A | 6,679 | D | |
| Common StockF2 | holding | — | — | — | 120,739 | I | By Family Trust | |
| Common StockF3 | holding | — | — | — | 18,591 | I | By Partnership | |
| Common StockF4 | holding | — | — | — | 623 | I | By Koga |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF5 | $30.04 | Aug 1, 2015 | A | 7,447 | A | — | Aug 1, 2025 | Common Stock | 7,447 | 7,447 | D |
| Stock OptionF6 | $25.54 | holding | — | — | — | — | Mar 27, 2022 | Common Stock | 26,762 | 26,762 | D |
| Stock OptionF7 | $22.07 | holding | — | — | — | — | Jun 6, 2022 | Common Stock | 13,514 | 13,514 | D |
| Stock OptionF8 | $30.52 | holding | — | — | — | — | Aug 1, 2023 | Common Stock | 7,472 | 7,472 | D |
| Stock OptionF9 | $33.83 | holding | — | — | — | — | Aug 1, 2024 | Common Stock | 6,150 | 6,150 | D |
Explanation of responses
- F1Represents restricted stock units awarded to the reporting person. 100% of the shares subject to the restricted stock units vest on the one-year anniversary of the vesting commencement date, such that the award will be fully-vested on August 1, 2016, subject to the reporting person continuing to be a Service Provider on such date.
- F2The shares are held by the Brody Family Trust U/D/T dated July 1, 1994 (the "Family Trust"). The Reporting Person is a trustee and beneficiary of the Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Family Trust except to the extent of his proportionate pecuniary interest therein.
- F3The shares are held by the Brody Children's Partnership (the "Children's Partnership"). The Reporting Person is a general partner of the Children's Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Children's Partnership except to the extent of his proportionate pecuniary interest therein.
- F4The shares are held by Koga Partners, L.P. ("Koga"). The Reporting Person is a general partner of Koga. The Reporting Person disclaims beneficial ownership of the shares held by Koga except to the extent of his proportionate pecuniary interest therein.
- F51/12th of the shares of common stock subject to the option vests each month following vesting commencement date, such that award will be fully-vested on August 1, 2016, subject to the reporting person continuing to be a Service Provider on such date.
- F6Fully vested as of April 1, 2015.
- F7Fully vested as of June 6, 2013.
- F8Fully vested on August 1, 2014.
- F9Fully vested on August 1, 2015.