SEC Form 4 · accession 0001209191-15-049544
HOMEAWAY INC · AWAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Hale
Officer — Chief Operating Officer
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366684
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 1, 2015 | S | 3,200 | $29.174 | D | 125,999 | D | |
| Common StockF3 | Jun 1, 2015 | S | 3,686 | $29.9364 | D | 122,313 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF4 | $33.44 | holding | — | — | — | — | May 1, 2024 | Common Stock | 50,000 | 50,000 | D |
| Stock OptionF5 | $13.93 | holding | — | — | — | — | Jun 28, 2020 | Common Stock | 247,206 | 247,206 | D |
| Stock OptionF6 | $19.97 | holding | — | — | — | — | Feb 10, 2021 | Common Stock | 40,000 | 40,000 | D |
| Stock OptionF7 | $25.54 | holding | — | — | — | — | Mar 27, 2022 | Common Stock | 49,956 | 49,956 | D |
| Stock OptionF8 | $30.43 | holding | — | — | — | — | Mar 5, 2023 | Common Stock | 55,696 | 55,696 | D |
| Stock OptionF9 | $27.48 | holding | — | — | — | — | May 1, 2025 | Common Stock | 70,896 | 70,896 | D |
Explanation of responses
- F1The sale of shares was pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sales prices for the transactions reported was $28.62 to $29.61. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price.
- F3Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sales prices for the transactions reported was $29.62 to $30.40. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price.
- F46.25% of the shares of Common Stock subject to the Option shall vest on the date which is three months following the Vesting Commencement Date and an additional one forty-eighth (1/48th) of the total number of shares of Common Stock subject to the option shall vest on the corresponding day of each month thereafter, or to the extent a month does not have the corresponding day, on the last day of any such month, and will be fully vested as of May 1, 2018.
- F5Fully vested as of June 18, 2014.
- F6Fully vested as of December 10, 2014.
- F76.25% of the shares of Common Stock subject to the Option shall vest on the date which is three months following the Vesting Commencement Date and an additional one forty-eighth (1/48th) of the total number of shares of Common Stock subject to the Option shall vest on the corresponding day of each month thereafter, or to the extent such a month does not have the corresponding day, on the last day of any such month, and will be fully vested as of April 1, 2016.
- F86.25% of the shares of Common Stock subject to the Option shall vest on the date which is three months following the Vesting Commencement Date and an additional one forty-eighth (1/48th) of the total number of shares of Common Stock subject to the Option shall vest on the corresponding day of each month thereafter, or to the extent such a month does not have the corresponding day, on the last day of any such month, and will be fully vested as of April 1, 2017.
- F96.25% of the shares of Common Stock subject to the Option shall vest on the date which is three months following the Vesting Commencement Date and an additional one forty-eighth (1/48th) of the total number of shares of Common Stock subject to the Option shall vest on the corresponding day of each month thereafter, or to the extent such a month does not have the corresponding day, on the last day of any such month, and will be fully vested as of May 1, 2019.