SEC Form 4 · accession 0001209191-15-038850
HOMEAWAY INC · AWAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Sharples
Officer — CEO, President and Chairman · Director
Period of report
May 1, 2015
Accepted (ET)
May 5, 2015 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366684
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2015 | A | 110,648 | $0.00 | A | 269,967 | D | |
| Common StockF2 | holding | — | — | — | 11,402 | I | By the Chloe Marie Sharples 1998 Trust | |
| Common StockF3 | holding | — | — | — | 11,402 | I | By the Emma Jette Sharples 2002 Trust | |
| Common StockF4 | holding | — | — | — | 11,403 | I | By the Hawken Drake Sharples 2009 Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF5 | $27.48 | May 1, 2015 | A | 194,119 | A | — | May 1, 2025 | Common Stock | 194,119 | 194,119 | D |
| Stock OptionF6 | $33.44 | holding | — | — | — | — | May 1, 2024 | Common Stock | 150,000 | 150,000 | D |
| Stock OptionF7 | $8.10 | holding | — | — | — | — | Jan 29, 2018 | Common Stock | 11,682 | 11,682 | D |
| Stock OptionF8 | $30.43 | holding | — | — | — | — | Mar 5, 2023 | Common Stock | 162,025 | 162,025 | D |
| Stock OptionF9 | $19.97 | holding | — | — | — | — | Feb 10, 2021 | Common Stock | 712,000 | 712,000 | D |
| Stock OptionF10 | $2.06 | holding | — | — | — | — | Jan 30, 2017 | Common Stock | 194,000 | 194,000 | D |
| Stock OptionF11 | $25.54 | holding | — | — | — | — | Mar 27, 2022 | Common Stock | 115,240 | 115,240 | D |
Explanation of responses
- F1The restricted stock will vest in four (4) equal installments beginning on June 1, 2015.
- F10Fully vested as of January 31, 2011.
- F116.25% of the shares of Common Stock subject to the Option shall vest on the date which is three months following the Vesting Commencement Date and an additional one forty-eighth (1/48th) of the total number of shares of Common Stock subject to the Option shall vest on the corresponding day of each month thereafter, or to the extent such a month does not have the corresponding day, on the last day of any such month, and will be fully vested as of April 1, 2016.
- F2The reporting person is the trustee of The Chloe Marie Sharples 1998 Trust, and has voting and dispositive power over the shares held by said trust.
- F3The reporting person is the trustee of The Emma Jette Sharples 2002 Trust, and has voting and dispositive power over the shares held by said trust.
- F4The reporting person is the trustee of The Hawken Drake Sharples 2009 Trust, and has voting and dispositive power over the shares held by said trust.
- F56.25% of the shares of Common Stock subject to the Option shall vest on the date which is three months following the Vesting Commencement Date and an additional one forty-eighth (1/48th) of the total number of shares of Common Stock subject to the Option shall vest on the corresponding day of each month thereafter, or to the extent such a month does not have the corresponding day, on the last day of any such month, and will be fully vested as of May 1, 2019.
- F66.25% of the shares of Common Stock subject to the Option shall vest on the date which is three months following the Vesting Commencement Date and an additional one forty-eighth (1/48th) of the total number of shares of Common Stock subject to the option shall vest on the corresponding day of each month thereafter, or to the extent a month does not have the corresponding day, on the last day of any such month, and will be fully vested as of May 1, 2018.
- F7Fully vested as of December 10, 2010.
- F86.25% of the shares of Common Stock subject to the Option shall vest on the date which is three months following the Vesting Commencement Date and an additional one forty-eighth (1/48th) of the total number of shares of Common Stock subject to the Option shall vest on the corresponding day of each month thereafter, or to the extent such a month does not have the corresponding day, on the last day of any such month, and will be fully vested as of April 1, 2017.
- F9Fully vested as of February 10, 2015.