SEC Form 4 · accession 0001628280-18-005415
SMARTSHEET INC · SMAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew S McIlwain
Director · 10% Owner
Period of report
Apr 26, 2018
Accepted (ET)
Apr 30, 2018 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366561
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSU) (Class A)F1,F2 | — | Apr 26, 2018 | A | 10,000 | A | — | Apr 26, 2028 | Class A Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
- F2The RSUs shall fully vest on the earlier of (1) the date of the next annual meeting of the issuer's shareholders following the issuer's initial public offering and (2) the date that is one year following the effective date of the award of the RSUs, subject to continued service through the vesting date.