Form4insider filings, from the source

SEC Form 4 · accession 0001104659-18-032301

Carbon Black, Inc. · CBLK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Period of report
May 8, 2018
Accepted (ET)
May 10, 2018 · 9:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366527

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF1,F2May 8, 2018C3,514,161—A4,270,065IBy Highland Capital Partners VI Limited Partnership
Common StockF1,F3May 8, 2018C1,926,577—A2,340,874IBy Highland Capital Partners VI-B Limited Partnership
Common StockF1,F4May 8, 2018C174,059—A211,495IBy Highland Entrepreneurs' Fund VI Limited Partnership
Common StockF1May 8, 2018C1,093,318—A1,093,318IBy Highland Capital Partners VII Limited Partnership
Common StockF1May 8, 2018C264,931—A264,931IBy Highland Capital Partners VII-B Limited Partnership
Common StockF1May 8, 2018C385,824—A385,824IBy Highland Capital Partners VII-C Limited Partnership
Common StockF1May 8, 2018C34,258—A34,258IBy Highland Entrepreneurs' Fund VII Limited Partnership

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Series B Convertible Preferred StockF1,F2—May 8, 2018C4,794,437D——Common Stock2,397,2180I
Series B Convertible Preferred StockF1,F3—May 8, 2018C2,628,466D——Common Stock1,314,2330I
Series B Convertible Preferred StockF1,F4—May 8, 2018C237,472D——Common Stock118,7360I
Series C Convertible Preferred StockF1,F2—May 8, 2018C1,544,087D——Common Stock772,0430I
Series C Convertible Preferred StockF1,F3—May 8, 2018C846,518D——Common Stock423,2590I
Series C Convertible Preferred StockF1,F4—May 8, 2018C76,480D——Common Stock38,2400I
Series D Convertible Preferred StockF1,F2—May 8, 2018C689,800D——Common Stock344,9000I
Series D Convertible Preferred StockF1,F3—May 8, 2018C378,171D——Common Stock189,0850I
Series D Convertible Preferred StockF1,F4—May 8, 2018C34,166D——Common Stock17,0830I
Series E Convertible Preferred StockF1,F5—May 8, 2018C1,149,874D——Common Stock574,9370I
Series E Convertible Preferred StockF1,F6—May 8, 2018C278,637D——Common Stock139,3180I
Series E Convertible Preferred StockF1,F7—May 8, 2018C405,783D——Common Stock202,8910I
Series E Convertible Preferred StockF1,F8—May 8, 2018C36,031D——Common Stock18,0150I
Series F Convertible Preferred StockF1,F5—May 8, 2018C1,036,762D——Common Stock518,3810I
Series F Convertible Preferred StockF1,F6—May 8, 2018C251,227D——Common Stock125,6130I
Series F Convertible Preferred StockF1,F7—May 8, 2018C365,866D——Common Stock182,9330I
Series F Convertible Preferred StockF1,F8—May 8, 2018C32,486D——Common Stock16,2430I

Explanation of responses

Remarks

Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, Highland Entrepreneurs' Fund VII Limited Partnership and HEF VI Limited Partnership have filed a separate Form 4. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act.