Form4insider filings, from the source

SEC Form 4 · accession 0001104659-18-032296

Carbon Black, Inc. · CBLK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Period of report
May 8, 2018
Accepted (ET)
May 10, 2018 · 9:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366527

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF4,F1May 8, 2018C8,148,778—A9,365,231IBy Atlas Venture Fund VI, L.P.
Common StockF4,F2May 8, 2018C249,193—A286,392IBy Atlas Venture Entrepreneurs' Fund VI, L.P.
Common StockF4,F3May 8, 2018C149,207—A171,480IBy Atlas Venture Fund VI GmbH & Co. KG

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Series B Convertible Preferred StockF4,F1—May 8, 2018C7,398,761D——Common Stock3,699,3800I
Series B Convertible Preferred StockF4,F2—May 8, 2018C226,258D——Common Stock113,1290I
Series B Convertible Preferred StockF4,F3—May 8, 2018C135,475D——Common Stock67,7370I
Series C Convertible Preferred StockF4,F1—May 8, 2018C4,544,751D——Common Stock2,272,3750I
Series C Convertible Preferred StockF4,F2—May 8, 2018C138,981D——Common Stock69,4900I
Series C Convertible Preferred StockF4,F3—May 8, 2018C83,217D——Common Stock41,6080I
Series D Convertible Preferred StockF4,F1—May 8, 2018C1,263,264D——Common Stock631,6320I
Series D Convertible Preferred StockF4,F2—May 8, 2018C38,631D——Common Stock19,3150I
Series D Convertible Preferred StockF4,F3—May 8, 2018C23,131D——Common Stock11,5650I
Series E Convertible Preferred StockF4,F1—May 8, 2018C3,090,783D——Common Stock1,545,3910I
Series E Convertible Preferred StockF4,F2—May 8, 2018C94,518D——Common Stock47,2590I
Series E Convertible Preferred StockF4,F3—May 8, 2018C56,594D——Common Stock28,2970I

Explanation of responses