SEC Form 4 · accession 0001366367-17-000019
YADKIN FINANCIAL Corp · YDKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
David S Brody
Director
Period of report
Mar 8, 2017
Accepted (ET)
Mar 8, 2017 · 8:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 8, 2017 | M | 309 | $15.92 | A | 9,834 | D | |
| Common StockF1 | holding | — | — | — | 5,638 | I | As Trustee | |
| Common StockF2 | holding | — | — | — | 3,079 | I | As Managing Member | |
| Common StockF3 | holding | — | — | — | 2,700 | I | As Trustee, GST Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The 1999 David Brody Living Trust
- F2The reporting person and each of three children own 25% of Brody Associates, LLC.
- F3The reporting person is Trustee of the Ethel S. Brody Irrevocable GST Trusts for each of three children.