SEC Form 4 · accession 0001366367-16-000182
YADKIN FINANCIAL Corp · YDKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S Brody
Director
Period of report
Dec 12, 2016
Accepted (ET)
Dec 16, 2016 · 12:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 12, 2016 | S | 601 | $34.20 | D | 19,638 | I | As Trustee |
| Common StockF1 | Dec 14, 2016 | S | 2,000 | $34.00 | D | 17,638 | I | As Trustee |
| Common StockF3 | Dec 14, 2016 | S | 1,520 | $33.98 | D | 7,600 | I | As Trustee, GST Trust |
| Common Stock | holding | — | — | — | 9,525 | D | ||
| Common StockF2 | holding | — | — | — | 6,079 | I | As Managing Member |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The 1999 David Brody Living Trust
- F2The reporting person and each of three children own 25% of Brody Associates, LLC.
- F3The reporting person is Trustee of the Ethel S. Brody Irrevocable GST Trusts for each of three children.