SEC Form 4 · accession 0001366367-16-000180
YADKIN FINANCIAL Corp · YDKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robin Snipes Hager
Officer — Chief Administrative Officer
Period of report
Dec 16, 2016
Accepted (ET)
Dec 16, 2016 · 12:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 16, 2016 | M | 2,500 | $19.64 | A | 13,091 | D | |
| Common StockF1 | holding | — | — | — | 5,523 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $19.64 | Dec 16, 2016 | M | 2,500 | D | Jan 22, 2009 | Jan 22, 2018 | Common Stock | 2,500 | 0 | D |
| Restricted Stock UnitsF2,F3 | — | holding | — | — | — | Jan 1, 2017 | — | Common Stock | 3,546 | 3,546 | D |
Explanation of responses
- F1Between 3/1/2016 and the date of this report, the reporting person acquired 204 shares of Yadkin Financial Corporation common stock under the NewBridge Bank Employees' 401(k) Plan.
- F2Each restricted stock unit represents the contingent right to receive one share of Class A Common Stock upon vesting of the unit.
- F3No expiration date