SEC Form 4 · accession 0001366367-16-000177
YADKIN FINANCIAL Corp · YDKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S Brody
Director
Period of report
Dec 14, 2016
Accepted (ET)
Dec 15, 2016 · 9:04 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 14, 2016 | S | 3,569 | $34.0024 | D | 0 | I | As Co-President |
| Common Stock | holding | — | — | — | 9,525 | D | ||
| Common StockF1 | holding | — | — | — | 20,239 | I | As Trustee | |
| Common StockF3 | holding | — | — | — | 6,079 | I | As Managing Member | |
| Common StockF4 | holding | — | — | — | 9,120 | I | As Trustee, GST Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The 1999 David Brody Living Trust
- F2Brody Brothers Foundation
- F3The reporting person and each of three children own 25% of Brody Associates, LLC.
- F4The reporting person is Trustee of the Ethel S. Brody Irrevocable GST Trusts for each of three children holding equal shares.