SEC Form 4 · accession 0001366367-16-000155
YADKIN FINANCIAL Corp · YDKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Urquhart III
Director
Period of report
Jul 22, 2016
Accepted (ET)
Jul 26, 2016 · 2:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 22, 2016 | M | 7,314 | $8.16 | A | 20,814 | D | |
| Common Stock | holding | — | — | — | 4,138 | I | Deferred Trust | |
| Common Stock | holding | — | — | — | 21 | I | By Club |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $8.16 | Jul 22, 2016 | M | 7,314 | D | Apr 1, 2014 | Aug 1, 2016 | Common Stock | 7,314 | 0 | D |