SEC Form 4 · accession 0001366367-16-000116
YADKIN FINANCIAL Corp · YDKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael S Patterson
Director
Period of report
Mar 11, 2016
Accepted (ET)
Mar 14, 2016 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 11, 2016 | M | 12,000 | $8.16 | A | 227,800 | D | |
| Common Stock | holding | — | — | — | 27,000 | I | By Spouse | |
| Common Stock | holding | — | — | — | 21 | I | By Club |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $8.16 | Mar 11, 2016 | M | 12,000 | D | Apr 1, 2014 | Aug 1, 2016 | Common Stock | 12,000 | 11,529 | D |