SEC Form 5 · accession 0001366367-16-000092
YADKIN FINANCIAL Corp · YDKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Harrell Jr.
Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 11, 2016 · 2:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2015 | P | 19 | $20.23 | A | 4,080 | I | By Deferred Compensation Plan |
| Common Stock | Dec 1, 2015 | P | 16 | $26.29 | A | 4,096 | I | By Deferred Compensation Plan |
| Common Stock | holding | — | — | — | 23,868 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The ordinary share purchase reported on this form was made automatically through the Yadkin Valley Directors Deferred Compensation Trust dividend reinvestment plan, which is beneficially owned by its plan administrator. In prior Form 4s and Form 5s, these shares were inadvertently included in the total number of shares held directly by the reporting person.