SEC Form 5 · accession 0001366367-16-000091
YADKIN FINANCIAL Corp · YDKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William M DeMarcus
Officer — Chief Operating Officer
Period of report
Dec 31, 2015
Accepted (ET)
Feb 11, 2016 · 2:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 1, 2016 | J | 10,000 | $0.00 | D | 27,371 | D | |
| Common Stock | holding | — | — | — | 166 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $30.63 | holding | — | — | — | Apr 17, 2010 | Apr 18, 2018 | Common Stock | 2,839 | 2,839 | D |
Explanation of responses
- F1Shares of restricted stock not vested upon the reporting person's termination of employment were forfeited to Yadkin Financial Corporation.
- F2In prior Form 4s, 45 shares were inadvertently omitted and not reported in Table I.