SEC Form 4 · accession 0001366340-17-000098
FINJAN HOLDINGS, INC. · FNJN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie Mar-Spinola
Officer — CIPO
Period of report
Dec 12, 2017
Accepted (ET)
Dec 14, 2017 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366340
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy)F1 | $2.25 | Dec 12, 2017 | A | 70,000 | A | Dec 12, 2018 | Dec 12, 2027 | Common Stock | 70,000 | 70,000 | D |
| Common Stock Option (right to buy)F2 | $2.25 | Dec 12, 2017 | A | 100,000 | A | Dec 12, 2019 | Dec 12, 2027 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1The option will vest and become exercisable as to 3,334 shares of common stock of Finjan Holdings, Inc. on the first anniversary of the grant date and vest as to 12.5% of the remaining balance of the shares of common stock in equal installments every three calendar months thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on December 12, 2020.
- F2The option will vest and become exercisable as to 33.3333% of the original grant on the second anniversary of the grant date and vest as to 8.3333% of the original grant in equal installments every three calendar months thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on December 12, 2021.