SEC Form 4 · accession 0001366340-17-000024
FINJAN HOLDINGS, INC. · FNJN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Hartstein
Officer — President & CEO
Period of report
Mar 22, 2017
Accepted (ET)
Mar 24, 2017 · 8:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366340
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy)F1 | $1.5699 | Mar 22, 2017 | A | 25,000 | A | Mar 22, 2018 | Mar 22, 2027 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1The option will vest and become exercisable as to 33% of the original grant on the first anniversary of the grant date and vest as to 8.25% of the original grant in equal installments every three calendar months thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on March 22, 2020.