SEC Form 4/A · accession 0001193805-15-001278
FINJAN HOLDINGS, INC. · FNJN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Julie Mar-Spinola
Officer — CIPO
Period of report
Apr 27, 2015
Accepted (ET)
Jul 29, 2015 · 6:30 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366340
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 27, 2015 | M | 5,026 | $0.00 | A | 15,056 | D | |
| Common StockF2,F1 | Apr 27, 2015 | S | 2,010 | $1.39 | D | 13,046 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3,F4 | $0.00 | Apr 27, 2015 | M | 5,026 | D | — | — | Common Stock | 5,026 | 35,183 | D |
Explanation of responses
- F1This form is being amended to reflect shares of common stock beneficially owned following the vesting of restricted stock units ("RSUs") and the RSUs remaining after the vesting of 5,026 RSUs.
- F2Represents shares of common stock sold pursuant to a 10b5-1 trading plan entered into on December 12, 2014 to satisfy the reporting person's tax obligations upon vesting of 5,026 RSUs.
- F3RSU granted to the reporting person represents the contingent right to receive one share of common stock of Finjan Holdings, Inc. or its equivalent cash value, subject to the terms and conditions of the Finjan Holdings, Inc. 2014 Incentive Compensation Plan.
- F4A total of 60,314 RSUs were granted on July 10, 2014. The RSUs vested one-third on January 27, 2015 and an additional 8.33% of the RSUs vest every three calendar months following such date. The RSUs will be settled upon vesting.