SEC Form 4 · accession 0001179110-18-012733
GLU MOBILE INC · GLUU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris Akhavan
Officer — Chief Revenue Officer
Period of report
Nov 7, 2018
Accepted (ET)
Nov 9, 2018 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 7, 2018 | S | 39,903 | $8.0929 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale was effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Mr. Akhavan entered into on November 10, 2017.
- F2Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $8.00 to $8.3214. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.