SEC Form 4 · accession 0001179110-18-008857
GLU MOBILE INC · GLUU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris Akhavan
Officer — Chief Revenue Officer
Period of report
Jun 18, 2018
Accepted (ET)
Jun 20, 2018 · 6:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 18, 2018 | S | 22,524 | $6.5069 | D | 80,290 | D | |
| Common StockF3 | Jun 19, 2018 | S | 47,476 | $6.5468 | D | 32,814 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale was effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Mr. Akhavan entered into on November 10, 2017.
- F2Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $6.50 to $6.52. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
- F3Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $6.50 to $6.74. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.