SEC Form 4 · accession 0001179110-18-008260
GLU MOBILE INC · GLUU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg Brandeau
Director
Period of report
Jun 7, 2018
Accepted (ET)
Jun 7, 2018 · 6:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 7, 2018 | M | 25,000 | $0.00 | A | 50,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Jun 7, 2018 | M | 25,000 | A | — | — | Common Stock | 25,000 | 0 | D |
| Restricted Stock UnitsF2,F4 | — | Jun 7, 2018 | A | 25,000 | A | — | Jun 7, 2028 | Common Stock | 25,000 | 25,000 | D |
| Stock Option (right to buy)F5 | $5.67 | Jun 7, 2018 | A | 50,000 | A | — | — | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1Vesting of restricted stock units (RSUs) granted to Mr. Brandeau on June 8, 2017.
- F2Each RSU represents a contingent right to receive one share of Glu common stock
- F3The RSU vests in full on the first to occur of (1) June 8, 2018 or (2) the date of the Glu Mobile Inc. 2018 Annual Meeting of Stockholders.
- F4The RSU vests in full on the first to occur of (1) June 7, 2019 or (2) the date of the Glu Mobile Inc. 2019 Annual Meeting of Stockholders.
- F5The option is immediately exercisable and vests in full on the first to occur of (1) June 7, 2019 or (2) the date of the Glu Mobile Inc. 2019 Annual Meeting of Stockholders.