SEC Form 4 · accession 0001179110-18-007841

GLU MOBILE INC · GLUU

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice President of Accounting

Period of report

May 31, 2018

Accepted (ET)

Jun 1, 2018 · 5:39 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001366246

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	May 31, 2018	M	56,250	$2.29	A	72,006	D
Common Stock^F1	May 31, 2018	S	56,250	$5.6201	D	15,756	D
Common Stock^F2	May 31, 2018	S	15,756	$5.6192	D	0	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F3	$2.29	May 31, 2018	M	56,250	D	—	Apr 11, 2027	Common Stock	56,250	168,750	D

F1Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $5.57 to $5.64. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
F2Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $5.58 to $5.64. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
F3The option will become fully exercisable over four years with 25% of the shares vesting and becoming exercisable on March 27, 2018, and the remaining shares vesting and becoming exercisable in equal monthly instalments thereafter for a period of three years.