SEC Form 4 · accession 0001179110-18-002974
GLU MOBILE INC · GLUU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gordon S Lee
Officer — Vice President of Accounting
Period of report
Feb 21, 2018
Accepted (ET)
Feb 27, 2018 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 21, 2018 | A | 7,074 | $2.9155 | A | 7,074 | D | |
| Common Stock | Feb 26, 2018 | S | 7,074 | $3.895 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired pursuant to Glu Mobile Inc.'s 2007 Employee Stock Purchase Plan, which purchase was exempt from reporting under Rule 16b-3(c) promulgated under the Securities Exchange Act of 1934, as amended.