SEC Form 4 · accession 0001179110-18-000521
GLU MOBILE INC · GLUU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas Earl
Officer — President & CEO · Director
Period of report
Jan 2, 2018
Accepted (ET)
Jan 4, 2018 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366246
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $3.63 | Jan 2, 2018 | A | 566,277 | A | — | Jan 2, 2028 | Common Stock | 566,277 | 566,277 | D |
Explanation of responses
- F1The option vests over four years, with 25% of the underlying shares vesting on the first anniversary of the grant date, remaining shares vesting and becoming exercisable in equal monthly installments thereafter.