SEC Form 4 · accession 0001179110-17-013318
GLU MOBILE INC · GLUU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hany Nada
Director
Period of report
Oct 13, 2017
Accepted (ET)
Oct 17, 2017 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Oct 13, 2017 | S | 42,604 | $4.5002 | D | 1,460,420 | I | See footnote |
| Common StockF2,F4 | Oct 13, 2017 | S | 847 | $4.5002 | D | 29,042 | I | See footnote |
| Common StockF5,F3 | Oct 16, 2017 | S | 708,906 | $4.5058 | D | 751,514 | I | See footnote |
| Common StockF5,F4 | Oct 16, 2017 | S | 14,099 | $4.5058 | D | 14,943 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales were effected pursuant to a trading plan established on August 23, 2017 designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 established by Granite Global Ventures II L.P. ("Granite Global") and GGV II Entrepreneurs Fund L.P. ("GGV").
- F2Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $4.50 to $4.5025. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
- F3Represents shares held by Granite Global. Mr. Nada is a managing director of the general partner of Granite Global, which has six other individual managing directors, and shares voting and investment power with respect to the shares held by these entities with the other managing directors of the general partner. Mr. Nada disclaims beneficial ownership of these shares except to the extent of his individual pecuniary interest in this entity.
- F4Represents shares held by GGV. Mr. Nada is a managing director of the general partner of GGV, which has six other individual managing directors, and shares voting and investment power with respect to the shares held by this entity with the other managing directors of the general partner. Mr. Nada disclaims beneficial ownership of these shares except to the extent of his individual pecuniary interest in this entity.
- F5Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $4.50 to $4.55. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.